Media Summary: Protect your business records for compliance, information requests and litigation protection. The Security Exchange Commission (SEC) has several regulations in place that address preservation of websites and In January 2010 FINRA came out with a regulatory notice meant for broker dealer firms that use blogs and
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In January 2010, FINRA issued Regulatory Notice 10-06, providing guidance on rules governing communications with the public ... If your company is in the food and beverage industry, you'll need software that helps you prepare for litigation and avoid ... Industry regulators like the FINRA and HIPAA may require you to back up your electronic records for up to six years. Keep your ...
